Administrative proceeding

Results: 2501



#Item
561Securities Exchange Act / Brief / U.S. Securities and Exchange Commission / Financial regulation / Government / Law / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 19, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-12-21 17:40:31
562Income tax in the United States / Law / Financial economics / Finance / Financial services / Escrow / Personal finance / Real property law

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No[removed]

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Language: English - Date: 2014-09-19 17:41:16
563Securities Exchange Act / U.S. Securities and Exchange Commission / Brief / Financial regulation / Government / Law / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 19, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-12-21 17:39:38
564Financial economics / United States housing bubble / Mortgage-backed security / Economics / Mortgage industry of the United States / Asset-backed security / Securitization / Residential mortgage-backed security / Mortgage loan / Fixed income securities / Structured finance / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]July 24, 2014 Administrative Proceeding

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Source URL: www.sec.gov

Language: English - Date: 2014-07-24 10:24:31
565Business / Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Stock market / Securities Act / Form 10-K / Securities Exchange Act / Regulation S-K / SEC filings / United States securities law / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 10, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-09 18:27:09
56613D / Form 10-K / Government / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Form D / Financial regulation / Politics of the United States / SEC filings / Schedule 13G / Schedule 13D

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 10, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-09 18:19:07
567Corporate finance / Finance / Initial public offering / Short / Security / Stock / Follow-on offering / Securities Exchange Act / Stock market / Financial economics / Investment

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-09-16 10:10:58
568Financial services / Institutional investors / Collective investment schemes / Hedge fund / Investment Advisers Act / Financial adviser / Investment Advisor / Mutual fund / Financial economics / Investment / Finance

INITIAL DECISION RELEASE NO. 727 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2014-12-23 13:10:27
56973rd United States Congress / Securities Exchange Act / Government / U.S. Securities and Exchange Commission / Finance / Financial regulation / Securities and Exchange Commission / OTC Markets Group / United States securities law / United States Securities and Exchange Commission / SEC filings

INITIAL DECISION RELEASE NO. 669 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2014-09-15 14:13:53
570Value added tax / Financial statement / Bebo / Social media / Covenant

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 3, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-12-03 10:01:14
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